A/HRC/43/49
40.
In practice, “powerlessness” arises whenever someone has come under the direct
physical or equivalent control of the perpetrator and has effectively lost the capacity to
resist or escape the infliction of pain or suffering (A/72/178, para. 31). This is typically the
case in situations of physical custody, such as arrest and detention, institutionalization,
hospitalization or internment, or any other form of deprivation of liberty. In the absence of
physical custody, powerlessness can also arise through the use of body-worn devices
capable of delivering electric shocks through remote control, given that they cause the
“complete subjugation of the victim irrespective of physical distance” (A/72/178, para. 51).
A situation of effective powerlessness can further be achieved through “deprivation of legal
capacity, when a person’s exercise of decision-making is taken away and given to others”
(A/63/175, para. 50; and A/HRC/22/53, para. 31), through serious and immediate threats, or
through coercive control in contexts such as domestic violence (A/74/148, paras. 32–34),
through incapacitating medication and, depending on the circumstances, in collective social
contexts of mobbing, cyberbullying and State-sponsored persecution depriving victims of
any possibility of effectively resisting or escaping their abuse.
“Lawful sanctions” exception
5.
41.
The definition of torture in the Convention explicitly excludes “pain or suffering
arising only from, inherent in or incidental to lawful sanctions” (art. 1 (1) ). At the same
time, the saving clause in article 1 (2) of the Convention makes clear that this exception
may not be interpreted in a manner prejudicial to other international instruments or national
legislation which does or may define torture more widely. The term “international
instrument” has been shown to cover both binding international treaties as well as nonbinding declarations, principles and other “soft law” documents.29 Most notably, the
“lawful sanctions” clause can be accurately understood only in conjunction with the 1975
Declaration on the Protection of All Persons from Being Subjected to Torture and Other
Cruel, Inhuman or Degrading Treatment or Punishment, from which it is directly derived,
and which excludes only those lawful sanctions from the definition of torture that are
“consistent with the Standard Minimum Rules for the Treatment of Prisoners” (art. 1). For
example, therefore, even if permitted by domestic law, none of the following methods of
inflicting mental pain or suffering can be regarded as “lawful sanctions”: prolonged or
indefinite solitary confinement; placement in a dark or constantly lit cell; collective
punishment; and prohibition of family contacts.30
42.
Importantly, in order to be “lawful”, sanctions cannot be open-ended, indefinite or
grossly excessive to their purpose, but must be clearly defined, circumscribed and
proportionate. For example, while it may be lawful to punish a witness for refusing to
testify in court with a fixed monetary fine or even imprisonment of a pre-defined length, the
use of open-ended detention and accumulation of monetary fines as a progressively severe
means to coerce the recalcitrant witness to testify would defeat the very object and purpose
of the Convention and, therefore, amount to psychological torture irrespective of its
“lawfulness” under national law.31 More generally, the Special Rapporteur aligns with the
understanding that the word “lawful” refers to both domestic and international law. 32
D.
Predominant methods of psychological torture
43.
In the present section, the Special Rapporteur aims to provide an overview of the
characteristics, rationale and effects of some of the most predominant methods of
psychological torture. In contrast to physical torture, which uses the body and its
physiological needs as a conduit for affecting the victim’s mind and emotions,
psychological torture does so by directly targeting basic psychological needs, such as
29
30
31
32
12
Zach, “Definition of torture”, pp. 56-–59.
United Nations Standard Minimum Rules for the Treatment of Prisoners (the Nelson Mandela Rules),
rule 43.
See, most notably, the individual communication sent by the Special Rapporteur in the case of
Chelsea Manning, communication No. AL USA 22/2019, 1 November 2019.
Zach, “Definition of torture”, note 147.
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