A/HRC/45/10
A.
Methods of assessment and monitoring
1.
Quantitative and qualitative monitoring
64.
In general, the most widespread method of monitoring progressive realization is
through the use of indicators and benchmarks. Particularly within the context of the
Sustainable Development Goals, indicators and benchmarks have come to form the
dominant method of monitoring States’ progress in upgrading water and sanitation services.
As custodians of monitoring progress in the implementation of targets 6.1 and 6.2 of the
Goals, the WHO-UNICEF Joint Monitoring Programme for Water Supply, Sanitation and
Hygiene provides information on the situation of access to water supply, sanitation and
hygiene services worldwide and establishes the baseline for monitoring implementation of
the Goals. Several other possibilities for monitoring exist, such as the “frontier analysis”58
and “easy-to-assess indicators”. 59 Structural, process and outcome indicators form a
comprehensive framework specifically for monitoring the human rights to water and
sanitation.60
65.
The use of indicators and benchmarks has strong acceptance at the international
level but it has also been criticized as inadequate to accurately measure States’ compliance
with the obligation of progressive realization. Firstly, the question of legitimacy arises since
monitoring using indicators and benchmarks requires access to detailed data about progress
levels, which the State itself collects. Secondly, given the amount of data and the scope of
coverage, data collection requires a lengthy collection period and the data collected are
often published after a long lag. Furthermore, as data collection exercises focus on
quantitative aspects and take place at the national level, they fail to address the context in
which minimum core obligations are identified, i.e. at the subnational level.
66.
There is a need to devise and implement qualitative monitoring of the progressive
realization of the human rights to water and sanitation. Numbers only cannot give a full
picture of the level of enjoyment of human rights, and the progress made cannot be
measured merely by compiling numbers. The standard of reasonableness stipulated in
article 8 of the Optional Protocol to the International Covenant on Economic, Social and
Cultural Rights and the assessment criteria developed by the Committee on Economic,
Social and Cultural Rights provide a monitoring framework focused on the steps taken and
the processes developed by States. This framework makes it possible to analyse, for
example, how States decide to allocate resources and the time frame in which steps were
taken, among other aspects.61 Additionally, reasonableness requires that decision-making in
relation to the progressive realization of human rights is transparent and participatory.
Despite such interpretation, the reasonableness standard is yet to clarify its interpretation in
practice to avoid uncertainty in the monitoring of the progressive realization of human
rights.
2.
Static and dynamic monitoring
67.
Monitoring can be static, in that they may analyse a situation on the basis of a
snapshot taken at a specific point in time. In respect of resources, a static analysis examines
the resources allocated for the achievement of the human rights to water and sanitation
during a specific budget period compared to the allocations made to other areas of
expenditure. This exercise indicates a State’s priorities and helps to show whether its
expenditure on achieving the human rights to water and sanitation is adequate in the context
58
59
60
61
Benjamin Mason Meier and others, “Monitoring the progressive realization of the human rights to
water and sanitation: frontier analysis as a basis to enhance human rights accountability”, in The
Oxford Handbook of Water Politics and Policy, Ken Conca and Erika Weinthal, eds. (Oxford, Oxford
University Press, 2018).
Ricard Giné-Garriga and others, “Monitoring sanitation and hygiene in the 2030 Agenda for
Sustainable Development: a review through the lens of human rights”, Science of the Total
Environment, vol. 580 (February 2017).
A/HRC/27/55/Add.4, annex.
E/C.12/2007/1, para. 8.
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