A/HRC/17/31
B.
Operational principles
General State regulatory and policy functions
3.
In meeting their duty to protect, States should:
(a)
Enforce laws that are aimed at, or have the effect of, requiring business
enterprises to respect human rights, and periodically to assess the adequacy of such
laws and address any gaps;
(b)
Ensure that other laws and policies governing the creation and ongoing
operation of business enterprises, such as corporate law, do not constrain but enable
business respect for human rights;
(c)
Provide effective guidance to business enterprises on how to respect
human rights throughout their operations;
(d)
Encourage, and where appropriate require, business enterprises to
communicate how they address their human rights impacts.
Commentary
States should not assume that businesses invariably prefer, or benefit from, State inaction,
and they should consider a smart mix of measures – national and international, mandatory
and voluntary – to foster business respect for human rights.
The failure to enforce existing laws that directly or indirectly regulate business respect for
human rights is often a significant legal gap in State practice. Such laws might range from
non-discrimination and labour laws to environmental, property, privacy and anti-bribery
laws. Therefore, it is important for States to consider whether such laws are currently being
enforced effectively, and if not, why this is the case and what measures may reasonably
correct the situation.
It is equally important for States to review whether these laws provide the necessary
coverage in light of evolving circumstances and whether, together with relevant policies,
they provide an environment conducive to business respect for human rights. For example,
greater clarity in some areas of law and policy, such as those governing access to land,
including entitlements in relation to ownership or use of land, is often necessary to protect
both rights-holders and business enterprises.
Laws and policies that govern the creation and ongoing operation of business enterprises,
such as corporate and securities laws, directly shape business behaviour. Yet their
implications for human rights remain poorly understood. For example, there is a lack of
clarity in corporate and securities law regarding what companies and their officers are
permitted, let alone required, to do regarding human rights. Laws and policies in this area
should provide sufficient guidance to enable enterprises to respect human rights, with due
regard to the role of existing governance structures such as corporate boards.
Guidance to business enterprises on respecting human rights should indicate expected
outcomes and help share best practices. It should advise on appropriate methods, including
human rights due diligence, and how to consider effectively issues of gender, vulnerability
and/or marginalization, recognizing the specific challenges that may be faced by indigenous
peoples, women, national or ethnic minorities, religious and linguistic minorities,
children, persons with disabilities, and migrant workers and their families.
National human rights institutions that comply with the Paris Principles have an important
role to play in helping States identify whether relevant laws are aligned with their human
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