A/HRC/29/32
I. Introduction
1.
Contemporary digital technologies offer Governments, corporations, criminals and
pranksters unprecedented capacity to interfere with the rights to freedom of opinion and
expression. Online censorship, mass and targeted surveillance and data collection, digital
attacks on civil society and repression resulting from online expression force individuals
around the world to seek security to hold opinions without interference and seek, receive
and impart information and ideas of all kinds. Many seek to protect their security through
encryption, the scrambling of data so only intended recipients may access it, which may be
applied to data in transit (e.g., e-mail, messaging, Internet telephony) and at rest (e.g., hard
drives, cloud services). Others seek additional protection in anonymity, using sophisticated
technologies to disguise their identity and digital footprint. Encryption and anonymity,
today’s leading vehicles for online security, provide individuals with a means to protect
their privacy, empowering them to browse, read, develop and share opinions and
information without interference and enabling journalists, civil society organizations,
members of ethnic or religious groups, those persecuted because of their sexual orientation
or gender identity, activists, scholars, artists and others to exercise the rights to freedom of
opinion and expression.
2.
Yet, just as the telephone may be used both to report a crime to the police and to
conspire to commit one, so too may the Internet be abused to interfere with the rights of
others, national security or public order. Law enforcement and intelligence services often
assert that anonymous or encrypted communications make it difficult to investigate
financial crimes, illicit drugs, child pornography and terrorism. Individuals express
legitimate concerns about how bullies and criminals use new technologies to facilitate
harassment. Some States restrict or prohibit encryption and anonymity on these and other
grounds, while others are proposing or implementing means for law enforcement to
circumvent these protections and access individual communications.
3.
In the light of these challenges, the present report examines two linked questions.
First, do the rights to privacy and freedom of opinion and expression protect secure online
communication, specifically by encryption or anonymity? And, second, assuming an
affirmative answer, to what extent may Governments, in accordance with human rights law,
impose restrictions on encryption and anonymity? The present report seeks to answer these
questions, review examples of State practice and propose recommendations. It does not
purport to address every technical or legal question raised by digital technologies, but it
identifies important ones for future reporting.
4.
In preparing the report, the Special Rapporteur circulated a questionnaire to States,
seeking relevant information on their domestic laws, regulations, policies and practices. As
of 1 April 2015, 16 States had responded to this request. 1 The Special Rapporteur also
issued a call for submissions from non-governmental stakeholders and convened a meeting
of experts in Geneva in March 2015. The responses from Governments and the over 30
submissions by civil society organizations and individuals, which are available from the
mandate holder’s web page, contributed significantly to the preparation of the report.
5.
A full review of the Special Rapporteur’s activities since the beginning of his term
in August 2014 may be found on the mandate holder’s web page. This report, the current
1
Responses were received from Austria, Bulgaria, Cuba, Germany, Greece, Guatemala, Ireland,
Kazakhstan, Lebanon, Qatar, Republic of Moldova, Norway, Slovakia, Sweden, Turkey and the
United States of America.
3
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