A/HRC/41/35/Add.3
question. In Brazil, “although the secrecy of communications is protected under the
Brazilian Federal Constitution, there is significant dispute around the standards of
protection conferred to different types of communications data.” (Internet Lab, 2.)
VI. Recommendations to states
Explicit Focus on Human Rights
37.
Export control frameworks should include an explicit focus on human rights. In
particular, States should be required to deny licenses for exports that carry a “substantial
risk” that they will be used to harm human rights. (PI, 8) Such standards should be shored
up with effective and independent monitoring and oversight mechanisms, sanctions against
companies that fail to comply, and human rights due diligence requirements for companies.
(GJC, 13; RSF, 5; Privacy International, 8; Amnesty international, 7) The minimum human
rights standards companies should meet are detailed below.
Increase Transparency
38.
To address these issues and develop definitions and standards that are fit for
purpose, States should provide more information about their current licensing practices.
States should, for example, install “a mechanism of intergovernmental information sharing
about the human rights situation in destination countries, previous decisions for certain
technologies and countries and about the previous use of surveillance technology in the
country.” (RSF, 5)
Ongoing and Dynamic Review of Regulatory Standards
39.
States should engage in periodic review of relevant frameworks to ensure they cover
all relevant surveillance technologies. (IHRB, 19; Privacy International, 8) Furthermore,
states must note that as the technology continues to evolve and the challenges become far
more complex, updates to the frameworks should take into consideration the expertise of all
stakeholders including civil society, researchers, and international human rights advocates.
(Privacy International, 8; Citizen Lab, 19)
Protecting Security Research
40.
In regulating transfers of invasive surveillance tools, States should establish clear
definitions of surveillance technology that contain “clear and enforceable” safeguards to
protect legitimate security research and communication technologies. (Privacy
International, 8)
VII. The Human Rights responsibilities of companies
41.
Submissions also raise concerns about the lack of corporate human rights
accountability. Private surveillance companies routinely deny, or simply ignore, questions
about alleged human rights violations, citing concerns about their government clients’
privacy and confidentiality. (Sarah McKune, 4-5) Many companies also do not “have in
place policies and practices that are purposefully inline with the Guiding Principles on
Business and Human Rights.” (Center for Internet & Society, India (“CIS”), 10) Those that
have made minimal commitments to human rights continue to supply surveillance products
and services to governments that have a track record of using them to commit human rights
abuses. (Sarah McKune, 9)
42.
Submissions highlighted a variety of recommendations that would bring companies
in line with the UN Guiding Principles; most of these recommendations are reflected in the
main report. A few additional points are worth highlighting here. With respect to human
rights due diligence, companies should conduct human rights impact assessments and make
commitments to refuse entering into business with “countries that have a history of
targeting human rights defenders.” (GJC, 14) Additionally, “[r]obust multistakeholder
initiatives, rooted in the UN Guiding Principles and in which industry plays a key role,
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