A/HRC/21/55
realized.3 Such clarity must be provided with a view to ensuring business respect for the
international human rights framework applicable to indigenous peoples.
3.
Right to participate is not confined to recognized legal entitlements to lands,
territories and resources
6.
The right of indigenous peoples to participate in decision-making in relation to
extractive activities is not confined to situations where indigenous peoples have a Staterecognized title to the lands, territories and resources on or near which the extractive
activity is to take place.4 It extends to situations where indigenous peoples have
traditionally owned or otherwise occupied and used land, territories and resources under
their own indigenous laws. This applies to areas near or on which extractive activities take
place or are proposed to take place.5
7.
Indigenous peoples have a right to participate in decision-making in relation to
extractive enterprises on or near territories which are of importance to them, including
where they have not possessed or do not permanently possess, traditionally and/or
currently, those lands, territories and resources.
4.
Range of duties, from consultation to consent
(a)
Consultation
(i)
Duties of the State and/or extractive enterprise
8.
States must take full responsibility in ensuring that adequate consultation is
undertaken to obtain consent. A State cannot delegate its responsibility, even where it
engages third parties to assist in consultation mechanisms (A/HRC/18/35, para. 63).
Consultation is often the starting point for seeking the free, prior and informed consent of
indigenous peoples. If the potential impact or impact is minor, the requirement to seek the
free, prior and informed consent of indigenous peoples may not necessarily be required.
Nonetheless, as stated in advice No. 2, “the objective of consultations should be to achieve
agreement or consensus” (A/HRC/18/42, annex, para. 9).
9.
While the State is the primary bearer of duties under international human rights law,
business enterprises also have a responsibility to respect human rights. This means that they
should avoid infringing on the human rights of others and should address adverse human
rights impacts with which they are involved. 6
10.
Accordingly, business enterprises, including those in extractive industries, should
take steps to avoid causing or contributing to adverse human rights impacts through their
own activities, and address such impacts when they occur, and seek to prevent or mitigate
adverse human rights impacts with which they are involved through their business
relationships, including with State entities. When operating in relation to the lands,
3
4
5
6
16
See Guiding Principles on Business and Human Rights, principle 3.
A/HRC/12/34, para. 44. Note also the comment by the tripartite committee of the International
Labour Organization (ILO) Governing Body, cited by the Special Rapporteur, that under ILO
Convention No. 169 (1989) concerning Indigenous and Tribal Peoples in Independent Countries
“consultations… are required in respect of resources owned by the State pertaining to the lands that
the peoples concerned occupy or otherwise use, whether or not they hold ownership title to those
lands” (ibid.).
Report of the Special Rapporteur on the rights of indigenous peoples on extractive industries
operating within or near indigenous territories (A/HRC/18/35).
Guiding Principles on Business and Human Rights, principle 11.
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