A/HRC/14/46
16.
It is widely acknowledged that any measure restricting human rights must be
accompanied by adequate safeguards, including independent institutions, through which
individuals can seek redress in the event that their rights are violated.38 Intelligence services
possess a range of powers – including powers of surveillance, arrest and detention, which,
if misused, may violate human rights. Accordingly, institutions exist to handle complaints
raised by individuals who believe their rights have been violated by intelligence services
and, where necessary, to provide victims of human rights violations with an effective
remedy. Two broad approaches can be distinguished in this regard.39 First, States have
established a range of non-judicial institutions to handle complaints pertaining to
intelligence services. These include the ombudsman,40 the national human rights
commission,41 the national audit office,42 the parliamentary oversight body,43 the inspector
general,44 the specialized intelligence oversight body45 and the complaints commission for
intelligence services.46 These institutions are empowered to receive and investigate
complaints; however, since they cannot generally issue binding orders or provide remedies,
victims of human rights violations have to seek remedies through the courts. Second,
judicial institutions may receive complaints pertaining to intelligence services. These
institutions may be judicial bodies set up exclusively for this purpose,47 or part of the
general judicial system; they are usually empowered to order remedial action.
Practice 10. The institutions responsible for addressing complaints and claims for
effective remedy arising from the activities of intelligence services are independent
of the intelligence services and the political executive. Such institutions have full
and unhindered access to all relevant information, the necessary resources and
expertise to conduct investigations, and the capacity to issue binding orders.
17.
In order for an institution to provide effective remedies for human rights violations,
it must be independent of the institutions involved in the impugned activities, able to ensure
procedural fairness, have sufficient investigative capacity and expertise, and the capacity to
issue binding decisions.48 For this reason, States have endowed such institutions with the
requisite legal powers to investigate complaints and provide remedies to victims of human
rights violations perpetrated by intelligence services. These powers include full and
38
39
40
41
42
43
44
45
46
47
48
GE.10-13410
American Convention on Human Rights, art. 25; Arab Charter on Human Rights, art. 23; Siracusa
Principles on the Limitation and Derogation of Provisions in the International Covenant on Civil and
Political Rights, annex ( E/CN.4/1984/4), art. 8; European Convention for the Protection of Human
Rights and Fundamental Freedoms, art. 13; International Covenant on Civil and Political Rights, art.
2.
Hans Born and Ian Leigh, Making Intelligence Accountable: Legal Standards and Best Practice for
Oversight of Intelligence Agencies, Oslo, Publishing House of the Parliament of Norway, 2005, p.
105.
Netherlands (footnote 20), art. 83; in Finland: with regard to data stored by the intelligence service,
the Data Protection Ombudsman (reply); Greece: Ombudsman (reply); Estonia: Legal Chancellor
(reply).
Jordan, Law on the National Centre for Human Rights.
For control of the budget of the intelligence service: Costa Rica, Organic Act of the Republic’s
General Audit.
Romania (footnote 15), art. 16.
South Africa (footnote 23), sect. 7(7).
Norway (footnote 22), art. 3; Canada (footnote 6), sects. 41, 42, 46 and 50.
Kenya (footnote 16), arts. 24–26.
United Kingdom, Regulation of Investigatory Powers Act, arts. 65–70; Sierra Leone (footnote 14),
arts. 24–25.
Iain Cameron, National security and the European Convention on Human Rights: Trends and
patterns, presented at the Stockholm international symposium on national security and the European
Convention on Human Rights, p. 50.
11
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