A/HRC/14/46
(c)
Measures taken must be proportionate to the objective. This requires
that intelligence services select the measure that least restricts human rights, and
take special care to minimize the adverse impact of any measures on the rights of
individuals, including, in particular, persons who are not suspected of any
wrongdoing;
(d)
No measure taken by intelligence services may violate peremptory
norms of international law or the essence of any human right;
(e)
There is a clear and comprehensive system for the authorization,
monitoring and oversight of the use of any measure that restricts human rights;
(f)
Individuals whose rights may have been restricted by intelligence
services are able to address complaints to an independent institution and seek an
effective remedy.
27.
Under national law, most intelligence services are permitted to undertake activities
that restrict human rights. These powers are primarily found in the area of intelligence
collection but also include law enforcement measures, the use of personal data and the
sharing of personal information. National laws contain human rights safeguards for two
main reasons: to limit interference with the rights of individuals to what is permissible
under international human rights law; and to prevent the arbitrary or unfettered use of these
measures.94
28.
Any measure restricting human rights must be prescribed by a law that is compatible
with international human rights standards and in force at the time the measure is taken.95
Such a law outlines these measures in narrow and precise terms, sets out strict conditions
for their use and establishes that their use must be directly linked to the mandate of an
intelligence service.96
29.
Many national laws also include the requirement that any intelligence measures
restricting human rights must be necessary in a democratic society.97 Necessity entails that
the use of any measures is clearly and rationally linked to the protection of legitimate
national security interests as defined in national law.98
30.
The principle of proportionality is enshrined in laws of many States and requires that
any measures that restrict human rights must be proportionate to the specified (and legally
permissible) aims.99 In order to ensure that measures taken by intelligence services are
proportionate, many States require their intelligence services to use the least intrusive
means possible for the achievement of a given objective.100
31.
Intelligence services are prohibited by national law from using any measures that
would violate international human rights standards and/or peremptory norms of
94
95
96
97
98
99
100
18
Siracusa Principles (footnote 38).
See practices nos. 3 and 4; Croatia (footnote 2), art. 33; Lithuania (footnote 9), art. 5; Council of
Europe (footnote 4), para. 5.
MacDonald Commission, p. 423; Morton Halperin (footnote 69).
Sierra Leone (footnote 14), art. 22 (b); United Republic of Tanzania (footnote 61), art. 14 (1); Japan
(footnote 61), art. 3(1); Botswana (footnote 21), sect. 22(4) a-b.
Johannesburg Principles on National Security, Freedom of Expression and Access to Information,
principle 2(b); Ottawa Principles, principle 7.4.1.
Germany (footnote 2), sect. 8(5); Germany, Act on the Federal Intelligence Service, sect. 2(4);
Council of Europe (footnote 4), art. V (ii); MacDonald Commission report, p. 513.
Croatia (footnote 2), art. 33(2); Hungary (footnote 77), sect. 53(2); United States of America,
Executive Order No. 12333, sect. 2.4. Federal Register vol. 40, No. 235, sect. 2; Germany (footnote
2), Sect. 8(5); Germany (footnote 99), Sect. 2(4); A/HRC/13/37, paras. 17 (f) and 49.
GE.10-13410
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