A/HRC/14/46
practice for this multilevel system of oversight to include at least one institution that is fully
independent of both the intelligence services and the political executive. This approach
ensures that there is a separation of powers in the oversight of intelligence services; the
institutions that commission, undertake and receive the outputs of intelligence activities are
not the only institutions that oversee these activities. All dimensions of the work of
intelligence services are subject to the oversight of one or a combination of external
institutions. One of the primary functions of a system of oversight is to scrutinize
intelligence services’ compliance with applicable law, including human rights. Oversight
institutions are mandated to hold intelligence services and their employees to account for
any violations of the law.23 In addition, oversight institutions assess the performance of
intelligence services.24 This includes examining whether intelligence services make
efficient and effective use of the public funds allocated to them.25 An effective system of
oversight is particularly important in the field of intelligence because these services conduct
much of their work in secret and hence cannot be easily overseen by the public. Intelligence
oversight institutions serve to foster public trust and confidence in the work of intelligence
services by ensuring that they perform their statutory functions in accordance with respect
for the rule of law and human rights.26
Practice 7. Oversight institutions have the power, resources and expertise to initiate
and conduct their own investigations, as well as full and unhindered access to the
information, officials and installations necessary to fulfil their mandates. Oversight
institutions receive the full cooperation of intelligence services and law enforcement
authorities in hearing witnesses, as well as obtaining documentation and other
evidence.
14.
Oversight institutions enjoy specific powers to enable them to perform their
functions. In particular, they have the power to initiate their own investigations into areas of
the intelligence service’s work that fall under their mandates, and are granted access to all
information necessary to do so. These powers of access to information encompass the legal
authority to view all relevant files and documents,27 inspect the premises of intelligence
services,28 and to summon any member of the intelligence services to give evidence under
oath.29 These powers help to ensure that overseers can effectively scrutinize the activities of
intelligence services and fully investigate possible contraventions of the law. A number of
States have taken steps to reinforce the investigative competences of oversight institutions
23
24
25
26
27
28
29
GE.10-13410
20), chapter 6; Belgium, Law on the Control of Police and Intelligence Services and the Centre for
Threat Analysis, chapter 3.
For mandates to oversee intelligence services’ compliance with the law, see Lithuania, Law on
Operational Activities, art. 23(2)1–2; Croatia (footnote 2), art. 112; Norway (footnote 22), sect. 2. In
South Africa, the Inspector-General for intelligence examines intelligence services’ compliance with
the law and Constitution; see South Africa, Intelligence Services Oversight Act, sect. 7(7) a-b.
South African Ministerial Review Commission report, p. 56; Hans Born and Ian Leigh, Making
Intelligence Accountable, Oslo, Publishing House of the Parliament of Norway, 2005, pp. 16–20.
Romania (footnote 2), art. 42.
Commission of Inquiry into the Actions of Canadian Officials in Relation to Maher Arar, a new
review mechanism for the RMCP’s national security activities (hereafter the Arar Commission), p.
469.
Sweden, Act on Supervision of Certain Crime-Fighting Activities, art. 4; Netherlands (footnote 20),
art. 73; Canada (footnote 6), sect. 38(c).
South Africa (footnote 23), sect. 8(a) goes beyond the intelligence community to allowing the
Inspector-General access any premises, if necessary. According to sect. 8 (8)c, the Inspector-General
can obtain warrants under the Criminal Procedure Act.
Croatia (footnote 2), art. 105; Lithuania (footnote 23), art. 23.
9
Select target paragraph3
Connect to a paragraph
Connect to an entity
Disable highlights
Add to table of contents