A/HRC/14/46
methods help to ensure that intelligence collection is both necessary and limited to
individuals and groups that are likely to be involved in activities posing a threat to national
security. National law also includes guidelines on the permissible duration of the use of
intrusive collection measures, after which time intelligence services are required to seek
reauthorization in order to continue using them.107 Similarly, it is good practice for national
law to require that intelligence collection measures are ceased as soon as the purpose for
which they were used has been fulfilled or if it becomes clear that that purpose cannot be
met.108 These provisions serve to minimize infringements on the rights of individuals
concerned and help to ensure that intelligence-collection measures meet the requirement of
proportionality.
Practice 22. Intelligence-collection measures that impose significant limitations on
human rights are authorized and overseen by at least one institution that is external
to and independent of the intelligence services. This institution has the power to
order the revision, suspension or termination of such collection measures.
Intelligence-collection measures that impose significant limitations on human rights
are subject to a multilevel process of authorization that includes approval within
intelligence services, by the political executive and by an institution that is
independent of the intelligence services and the executive.
35.
It is common practice for national laws to include detailed provisions on the process
for authorizing all intelligence collection measures that restrict human rights.109
Authorization processes require intelligence services to justify the proposed use of
intelligence-collection measures in accordance with a clearly defined legal framework (see
practices 20 and 21 above). This is a key mechanism for ensuring that collection measures
are used in accordance with the law. It is good practice for intrusive collection measures to
be authorized by an institution that is independent of the intelligence services, i.e., a
politically accountable member of the executive110 or a (quasi) judicial body.111 Judicial
bodies are independent of the intelligence process and therefore best placed to conduct an
independent and impartial assessment of an application to use intrusive collection
powers.112 Furthermore, it is notably good practice for the authorization of the most
intrusive intelligence collection methods (e.g. the interception of the content of
communications, the interception of mail and surreptitious entry into property) to include
107
108
109
110
111
112
20
Germany (footnote 106), sect. 10 (5); Kenya (footnote 16), art. 22 (6); Romania (footnote 8), art.
21(10); South Africa (footnote 23), sect. 11(3)a; Croatia (footnote 2), art. 37; Canada (footnote 6),
sect. 21 (5); Hungary (footnote 77), sect. 58(4), sect. 60 (termination); European Court of Human
Rights, Weber & Saravia v. Germany, para. 95.
United Kingdom (footnote 47), sect. 9; Germany (footnote 106), sect. 11(2); Germany (footnote 2),
sect. 9 (1); European Court of Human Rights, Huvig v France, para. 34.
Germany (footnote 106), sects. 9–10; Canada (footnote 6), sect. 21; Netherlands (footnote 20), arts.
20(4) and 25(4); Kenya (footnote 16), art. 22.
Australia (footnote 3), arts. 25, 25a; Netherlands (footnote 20), arts. 19, 20(3–4), 22 (4), 25; United
Kingdom (footnote 47), sects. 5–7.
Argentina (footnote 2), arts. 18 and 19; Kenya (footnote 16), art. 22; Sierra Leone (footnote 14), art.
22; Croatia (footnote 2), arts. 36–38; Romania (footnote 8), arts. 21 and 22; Canada (footnote 6), sect.
21 (1–2); South Africa (footnote 23), sect. 11. See also European Court of Human Rights, Klass v.
Germany (footnote 102), para. 56.
The European Court of Human Rights has indicated its preference for judicial control for the use of
intrusive collection methods, see Klass v. Germany (footnote 102), paras. 55–56. See also
Parliamentary Assembly of the Council of Europe, recommendation 1402, ii. The South African
Ministerial Review Commission argues that all intrusive methods should require judicial
authorizations; see p. 175; Cameron (footnote 48), pp. 151, 156–158.
GE.10-13410
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