A/HRC/44/32/Add.1
instance through (i) licences to operate certain businesses, (ii) land concession grants, (iii)
grants of concessions to develop natural resources, or (iv) relevant contracts with the State,
such as procurement contracts, public-private partnership arrangements, export credit and
investment agreements.
11.
Preserving a clear delineation between the roles and responsibilities of non-Statebased grievance mechanisms and State-based mechanisms (1.3) is important for providing
clarity to rights holders about the remedy pathways15 that may be available to them.16 There
will be circumstances (for example, cases involving international crimes or serious human
rights abuses), in which judicial remedy must be available. Non-State-based grievance
mechanisms must not limit access by rights holders to judicial mechanisms in such cases
(8.4).17
12.
Awareness of the needs and preferences of rights holders, such as the reasons why
they may seek to use more than one type of mechanism, may help to highlight barriers that
may not be apparent when mechanisms are viewed in isolation (1.4), for instance as regards
time limits for accessing State-based mechanisms that do not take account of prior efforts by
rights holders to resolve grievances using non-State-based grievance mechanisms.
13.
Greater attention could be given to the various ways in which information derived
from non-State-based grievance mechanisms might be integrated into other processes, such
as those involving law enforcement (1.5) and other State agencies (1.7), including regulators
and institutions with mandates relevant to business and human rights, such as national human
rights institutions.
14.
Improvements in the effectiveness of non-State-based grievance mechanisms may
also be achieved through greater cooperation between business enterprises themselves. 18 As
part of efforts to create an enabling legal and policy environment for these types of
mechanisms, the recommended action encourages States to address possible legal
impediments to this kind of cooperation (1.6).
2.
Protection from retaliation
15.
Fear of retaliation poses a serious barrier to remedy. Protection from human rights
abuses associated with the use of (or intended use of) non-State-based grievance mechanisms
is encompassed by the State’s duty to protect human rights.
16.
The recommended action highlights the importance of effective legal regimes to
combat retaliation associated with the use of, or interactions with, non-State-based grievance
mechanisms (2.1). For these purposes, retaliation is defined broadly, recognizing that rights
holders may be deterred from interacting with non-State-based grievance mechanisms out of
concern for the well-being or safety of others.
17.
Robust criminal law regimes and law enforcement have a key role to play in deterring
and punishing retaliatory behaviour.19 However, States should not neglect other potentially
relevant regimes, including civil liability regimes, 20 privacy laws, laws protecting
fundamental labour rights, whistle-blower protection and freedom of expression.
18.
Neither should States overlook the domestic legal regimes which may undermine
rights holders’ ability to access and interact with non-State-based grievance mechanisms
confidently and without fear of retaliation. Strategic lawsuits against public participation
(SLAPP suits) are important to mention in this regard. A comprehensive and coherent
strategy to address the risk of retaliation in this context will seek to address the tensions
between different areas of law (such as may exist between laws on freedom of expression
15
16
17
18
19
20
See A/HRC/38/20/Add.1, box 3.
See section II.A.4.
See Guiding Principles on Business and Human Rights, principle 26 commentary; A/HRC/32/19,
annex, para. 1.2; A/HRC/32/19/Add.1, para. 3.
See section II.C.
See further A/HRC/32/19, annex, part I.
See further ibid., part II.
7
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