A/HRC/40/48
56.
There were several suggestions for other considerations to be reflected in the text. For
instance, some delegations requested greater recognition of the varying capacities of States.
Other delegations suggested including provisions addressing situations of conflict and the
need for enhanced due diligence therein. Several NGOs referred to the need for an
independent monitoring body, suggested including explicit references to global supply
chains, insisted on a greater recognition of gender issues and structural inequalities and made
several proposals for other forms of prevention that go beyond human rights due diligence,
such as increased access to information, protection of human rights defenders and the
provision of injunctive relief.
57.
With respect to article 9 (1), many NGOs voiced approval of mandating due diligence
by companies. One delegation was of the view that the text should be expanded to refer to
the indirect effects of business activities and suggested that the provision mention the impact
resulting from “or associated with” such activities. A business organization, on the other
hand, criticized the provision for being too broad and expressed particular concern about the
provision’s reference to “all persons”.
58.
Most of the discussion centred on article 9 (2) and its many provisions. There were
many calls for this provision’s greater alignment with the concepts and terminology of the
Guiding Principles (as well as the OECD guidelines, and guidance on due diligence). Some
delegations and organizations specifically noted that some of the stages of human rights due
diligence referred to in the Guiding Principles were missing from or had been altered in the
draft and that new elements had been added. In their view, the stages of the Guiding
Principles should be strictly followed, with new elements added only where necessary. Some
delegations suggested making clearer references to the different ways companies could be
responsible for adverse human rights impacts.
59.
One delegation suggested that, in article 9 (2) (c), “Prevent human rights violations”
be changed to “Seeking to prevent human rights violations”. Another delegation requested
that article 9 (2) (d) include reporting on financial matters, in addition to reporting on nonfinancial matters. Some NGOs called for the inclusion of gender impact assessments in article
9 (2) (e).
60.
A few delegations took issue with article 9 (2) (f). They stated that the term “all
contractual relationships” was too broad given the many different types of commercial
contracts States entered into, and requested that the provision be made more precise or
removed from the text.
61.
Article 9 (2) (g) was welcomed by some delegations and many NGOs. It was noted
that “meaningful consultations” was nonetheless too restrictive and vague. There was thus a
call to remove the word “meaningful” and to elaborate on the types of consultations needed.
Some delegations and many NGOs suggested including a specific reference to free, prior and
informed consent (and the notion of continuous consent) in this provision. In addition, some
NGOs requested that a stronger gender perspective be included. While there were also some
calls for adding to the categories of peoples at heightened risk (in particular lesbian, gay,
bisexual, transgender and intersex persons and persons with chronic diseases), one delegation
suggested removing specific references to any group, as including some groups could be
interpreted as excluding others.
62.
Some delegations sought more clarity with respect to what was expected in article 9
(2) (h). One delegation and a business organization suggested removing article 9 (4) due to
its lack of clarity (and taking into account their concerns about other parts of article 9).
63.
Some delegations supported article 9 (5) as written, with one pointing out the need for
developing countries to rely on small and medium-sized enterprises. Two delegations
recognized the risk of overburdening such enterprises but voiced their opinion that they
should not be exempted. Several other delegations and a business organization criticized the
ambiguity of the provision, noting that there was no accepted definition of “small and
medium-sized undertakings”, that no standards for authorizing exemptions had been put forth
and that it was unclear what “selected obligations” such undertakings would be exempted
from. It was argued that the provision left far too much discretion to States and would weaken
the article. The instrument, in their view, should apply to all companies without distinction.
For those reasons, they argued for the removal of that provision.
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