A/HRC/41/35
these cases as well. Moreover, as in the Doe case noted above, courts may be unwilling to
entertain lawsuits against foreign sovereigns. While the rules for such suits vary, States
should interpret the norms of sovereign immunity to ensure that their courts may entertain
suits against foreign Governments.
C.
Obligations of Governments licensing export of surveillance technology
57.
The Wassenaar Arrangement is not the final word on the control of exports of
surveillance technologies; the enforcement of control lists depends upon national
implementation. Neither does the Arrangement involve the participation of all major
exporting countries: Israel, a major player in the surveillance technology market, claims
that it is “fully compliant” with the Arrangement, although it has yet to become a
participating State. 69 It is also a limited framework, since, notwithstanding its important
objectives related to regional and international peace and security, it does not have a human
rights orientation. Nonetheless, given that the Arrangement establishes standards that carry
the expectation of broad implementation and compliance, participating States should
leverage this valuable forum to impose rights-based limitations on the transfer of
surveillance technologies.
58.
In order to improve its role in developing global export standards, participating
States would benefit from a human rights working group that could propose and consider
standards for exports that integrate human rights concerns in technology transfers. But
whether it adopts such a working group or other mechanism, it should develop a framework
under which the licensing of any technology would be conditional upon a national human
rights review and companies’ compliance with the Guiding Principles on Business and
Human Rights, as discussed below. As Privacy International put it, participating States, as
well as other exporting Governments, should deny licensing “where there is a substantial
risk that those exports could be used to violate human rights, where there is no legal
framework in place in a destination governing the use of a surveillance item, or where the
legal framework for its use falls short of international human rights law or standards”.70 To
ensure compliance when export licences are denied on this basis, the surveillance
technologies in question should be incorporated into existing sanctions regimes. 71
59.
While such standards would be valuable additions to the Wassenaar Arrangement,
the ability of the public or specific civil society organizations to monitor their
implementation will depend on stronger transparency obligations at the national and
international levels. The Arrangement itself should promote such transparency by setting
clear and enforceable guidelines for intergovernmental information-sharing and public
disclosures concerning licensing standards, decisions to authorize, modify or reject licences,
incidents or patterns of misuse of surveillance technologies and related human rights
violations, and the treatment of digital vulnerabilities. National export laws should also
allocate sufficient resources for public record-keeping and accessibility concerning export
licensing decisions, and mandate relevant government agencies to solicit public input and
conduct multi-stakeholder consultations when they are processing applications of export
licences. Finally, States should also establish safe harbours for security research and
exempt encryption items from export control restrictions.72
D.
Companies’ implementation of the Guiding Principles on Business and
Human Rights
60.
Given the extraordinary risk of abuse of surveillance technologies, the granting of
export licences should be prohibited under domestic law unless a company regularly
69
70
71
72
See Wassenaar Arrangement, “IL – Israel cybersecurity export control policy” (PowerPoint
presentation), June 2016.
Privacy International submission, p. 8.
Ibid., pp. 3–4.
Ibid., p. 5.
17
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