A/HRC/42/CRP.5
“serious risk” requires that the risk be imminent or immediate. Such a narrow interpretation
would hollow out the preventive nature of the Convention by effectively requiring States to
act only once the genocide were inevitable.52 But once a serious risk of genocide is
identified, a State is under a duty to make use of available means to deter “those suspected
of preparing genocide, or reasonably suspected of harbouring specific [genocidal] intent”.53
In the case of Myanmar, it may appear incongruous to place expectations on a State to
prevent genocide when its own organs and agents are the ones that pose the serious risk of
committing genocide. Nonetheless, Myanmar has a legal obligation to apply important and
potentially wide ranging deterrent measures, arising from the core of the Convention’s
object and purpose, to bring an end to genocide.
(e)
Responsibilities of third party states
52.
The Mission’s findings also attract the obligations of all States through general rules
of State responsibility, international humanitarian law, arms transfer law and international
human rights law.54 As a general matter, States must not aid or assist another State in the
commission of unlawful acts. States must also cooperate to bring to an end the gross or
systematic failure of another State to abide by obligations arising under a peremptory norm
of general international law, which includes crimes against humanity, torture, genocide,
racial discrimination and apartheid, and slavery. They must also not render aid or assistance
in maintaining a situation that arose from such failures.55
53.
The Genocide Convention specifically requires all States parties to prevent and
punish genocide.56 These obligations are not territorially limited57 or merely abstract. The
obligation to prevent genocide has a corresponding duty to act that arises when a State
“learns of, or should normally have learned of, the existence of a serious risk that genocide
will be committed”.58 Once this happens, a State is under a duty to make use of available
means to deter “those suspected of preparing genocide, or reasonably suspected of
harbouring specific intent”.59
54.
States with greater influence over deterring genocide should do more. 60 Factors for
determining influence can include political, military and financial links. 61 Levels of
52
53
54
55
56
57
58
59
60
16
This view is reflective of the ICJ’s case law, which holds that the obligation to prevent is triggered
when someone is “preparing genocide” or is suspected of having genocidal intent. ICJ, Case
Concerning Application of the Convention on the Prevention and Punishment of Genocide, Bosnia
Herzegovina v. Yugoslavia (Serbia and Montenegro), Judgment, 27 February 2007, para. 431.
ICJ, Case Concerning Application of the Convention on the Prevention and Punishment of Genocide,
Bosnia Herzegovina v. Yugoslavia (Serbia and Montenegro), Judgment, 27 February 2007, para. 431.
See, also, ICJ, Case Concerning the Application of the Convention on the Prevention and Punishment
of the Crime of Genocide (Bosnia and Herzegovina v. Yugoslavia (Serbia and Montenegro)),
Provisional Measures, Order of 8 April 1993, para. 52 (In its provisional measures order, the Court
ordered the Federal Republic of Yugoslavia (Serbia and Montenegro) to “take all measures within its
power to prevent commission of the crime of genocide.”)
For a more detailed discussion see A/HRC/42/CRP.3, paras. 27-36.
Articles 16 and 40 of the Draft articles on Responsibility of States for Internationally Wrongful Acts,
with commentaries (2001).
1948 Convention on the Prevention and Punishment of the Crime of Genocide, Art. I.
ICJ, Application of the Convention on the Prevention and Punishment of the Crime of Genocide
(Bosnia and Herzegovina v. Yugoslavia), Preliminary Objections, 11 July 1996, para. 31
ICJ, Case Concerning Application of the Convention on the Prevention and Punishment of Genocide,
Bosnia Herzegovina v. Yugoslavia (Serbia and Montenegro), Judgment, 27 February 2007, para. 431.
ICJ, Case Concerning Application of the Convention on the Prevention and Punishment of Genocide,
Bosnia Herzegovina v. Yugoslavia (Serbia and Montenegro), Judgment, 27 February 2007, para. 431.
See, also, ICJ, Case Concerning the Application of the Convention on the Prevention and Punishment
of the Crime of Genocide (Bosnia and Herzegovina v. Yugoslavia (Serbia and Montenegro)),
Provisional Measures, Order of 8 April 1993, para. 52 (In its provisional measures order, the Court
ordered the Federal Republic of Yugoslavia (Serbia and Montenegro) to “take all measures within its
power to prevent commission of the crime of genocide.”)
Simma, in: Safferling/Conze, The Genocide Convention Sixty Years After its Adoption, 262; see,
also, ICJ, Case Concerning Application of the Convention on the Prevention and Punishment of
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