A/HRC/44/32
of mechanisms, and while there have been valuable contributions by such mechanisms to
accountability and remedy, rights holders continue to report significant problems with
identifying, accessing and using such mechanisms in practice. The remedies that may be
obtained from non-State-based grievance mechanisms are usually partial at best, in many
cases due to limitations placed on the mechanism’s mandate, available resources, or both.
8.
While the Guiding Principles call upon States to “consider ways to facilitate access to
effective non-State-based grievance mechanisms dealing with business-related human rights
harms”, 10 the contribution that such mechanisms make to providing remedy is presently
undermined by a lack of policy coherence on the part of States in their approaches to nonState-based grievance mechanisms. Furthermore, a lack of sensitivity and responsiveness of
many mechanisms to their legal, regulatory, economic, social and cultural contexts, and a
lack of cooperation between developers and operators of mechanisms in specific contexts
and cases, results in unclear and incoherent processes, inefficiencies and other barriers for
rights holders.
9.
There is scope for significant improvement in the ability and capacity of non-Statebased grievance mechanisms, working individually and in combination with each other, to
deliver effective remedies in cases where people’s human rights have been adversely
impacted by business activities.
10.
As a first step, there is a need for greater recognition by States of the legitimacy and
utility of non-State-based grievance mechanisms in complementing and supplementing
domestic legal and regulatory regimes.
11.
For their part, developers and operators of non-State-based grievance mechanisms
need to give much greater emphasis to the needs, expectations and perspectives of the people
for whose use these mechanisms are intended, recognizing the different ways in which
meaningful stakeholder engagement is fundamental to meeting each of the Guiding
Principles’ effectiveness criteria11 for such mechanisms in practice.
III. Overview
A.
Scope
12.
Although there is a vast array of different non-State-based grievance mechanisms, as
described in the Guiding Principles, the third phase of the Accountability and Remedy Project
focused on three main categories of such mechanisms: (a) company-based grievance
mechanisms;12 (b) grievance mechanisms developed by industry, multi-stakeholder and other
collaborative initiatives;13 and (c) independent accountability mechanisms of development
finance institutions.14
13.
In order to aid both State and relevant non-State actors in strengthening their
implementation of access to remedy through the use of non-State-based grievance
mechanisms, the present report is focused particularly on (a) the role of the State in
facilitating access to effective non-State-based grievance mechanisms; (b) improving the
effectiveness of non-State-based grievance mechanisms; 15 and (c) enhancing access to
remedy through cooperation between developers and operators of such mechanisms.
14.
Many States face wider political, social and economic challenges that may operate to
undermine, or make it difficult to help improve, the effectiveness of non-State-based
grievance mechanisms, including with regard to respect for the rule of law, and lack of
10
11
12
13
14
15
4
Ibid., principle 28.
Ibid., principle 31 and commentary.
Mechanisms established and administered by companies, including, but not limited to, operationallevel grievance mechanisms.
Mechanisms external to companies, which administer a set of commitments that the companies have
agreed to adhere to.
The scope of phase three of the project was decided upon following a written consultation process and
a two-day multi-stakeholder expert meeting. Details are available at www.ohchr.org/Documents/
Issues/Business/ARP/ARPIII-PoW.pdf.
Guiding Principles on Business and Human Rights, principle 31 and commentary.
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