A/HRC/21/55
territories and resources of indigenous peoples, they should pay special attention to risks of
adverse impacts on the rights of indigenous peoples, with a view to prevent or mitigate
such risks and effectively address adverse impacts that do occur. In particular, if enterprises
in extractive industries are not able to prevent or mitigate such risks or address impacts,
including infringements on the right of indigenous peoples to participate in decisionmaking, when operating in the context of their lands, territories or resources, the activities
should not proceed. Thus, there is an onus on business enterprises in their assessments and
own stakeholder engagement processes to ensure that indigenous peoples have participated
in decision-making in relation to the proposed or ongoing extractive activities consistently
with their rights, outlined below.
(ii)
Jurisprudential basis for the right of indigenous peoples to consultation
11.
The human rights treaty bodies have reiterated on numerous occasions the right of
indigenous peoples to consultation in the context of extractive enterprises. 7
(iii)
When the duty to consult with indigenous peoples arises
12.
As the Special Rapporteur on the rights of indigenous peoples has noted, special
processes to consult with indigenous peoples may not be strictly necessary in relation to all
State decisions that may affect them, but instead “whenever a State decision may affect
indigenous peoples in ways not felt by others in society…even when the decision may have
a broader impact” (A/HRC/12/34, para. 43). The appropriate starting point from which to
make this assessment is the perspective of indigenous peoples on the potential broader
impact, as noted in advice No. 2.
13.
To meet this duty, States would be well advised to establish permanent mechanisms
to assess when and how indigenous peoples should be consulted consistent with
international standards.
(iv)
Design of the procedures to consult with indigenous peoples
14.
Indigenous peoples should be engaged at all stages in the design of appropriate
consultation mechanisms.8 Consultation with indigenous peoples in relation to proposed
extractive activities should begin at the earliest stages of the planning process, including its
proposal and design.9
7
8
9
See, inter alia, concluding observations of the Committee on the Elimination of Racial
Discrimination: CERD/C/304/Add.76, para. 16; CERD/C/ECU/CO/19, para. 16;
CERD/C/COD/CO/15, para. 18; CERD/C/USA/CO/6, paras. 19 and 29; CERD/C/NIC/CO/14, para.
21; CERD/C/NGA/CO/18, para. 19; CERD/C/GTM/CO/12-13, para. 11; and decision 1 (68) (United
States of America). Human Rights Committee concluding observations CCPR/CO/80/COL, para. 20;
communication No. 1457/2006, Poma Poma v. Peru, Views adopted on 24 April 2009. Committee on
Economic, Social and Cultural Rights concluding observations E/C.12/1/Add.74, para. 33;
E/C.12/CO/MEX/4, para. 28; and E/C.12/IND/CO/5, para. 31. The issue of consultation with
indigenous peoples has also been addressed during the Human Rights Council‟s universal periodic
review (A/HRC/16/6, para. 69.32).
Guiding Principles on Business and Human Rights, principle 18.
International Finance Corporation (IFC) Performance Standard 7: Indigenous Peoples (effective 1
January 2012), para. 11. The Inter-American Court of Human Rights clarifies that consultation is not
only necessary “when the need arises to obtain approval from the community”. Inter-American Court
of Human Rights, Saramaka People v. Suriname, Judgement of 28 November 2007, para. 133.
17
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