A/HRC/12/26
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54. The Ship Recycling Convention seeks to prevent, reduce, minimize and, to the extent
practicable, eliminate accidents, injuries and other adverse effects on human health and the
environment caused by ship recycling, and enhance ship safety, protection of human health and
the environment throughout a ship’s operating life (art. 1.1). Regulations for safe and
environmentally sound recycling of ships are annexed to the Convention, and form an integral
part of it.
55. The Convention sets out specific requirements with regard to the operation of ships in
consideration of their end-of-life recycling. Parties to the Convention have an obligation to
prohibit and/or restrict the installation or use of hazardous materials listed in appendix 1
(asbestos, ozone-depleting substances, PCBs and anti-fouling compounds and systems) on ships
entitled to fly their flags or operating under their authority (regulation 4.1). All ships (both new
and existing) are required to have on board an inventory of hazardous materials, to be updated
throughout the ship’s life. The inventory must be specific to each ship and identify, in Part I,
hazardous materials contained in the ship’s structure or equipment, and clarify that the ship
complies with regulation 4 (regulations 5.1 and 5.2). Part I of the inventory must be properly
maintained and updated throughout the ship’s operational life. Prior to recycling, Part II on
operationally generated wastes and Part III on stores have to be incorporated in the inventory
(regulation 5.4).
56. Recycling States have an obligation to ensure that ship-recycling facilities operating under
their jurisdiction are authorized in accordance with the regulations annexed to the Convention
(art. 6). Ships can only be recycled at ship-recycling facilities that are: (a) authorized in
accordance with the Convention; and (b) fully authorized to undertake all the recycling activities
specified in the ship-recycling plan (see paragraph 58 below). A ship going for recycling shall be
certified as ready for recycling by the competent authority of the flag State prior to any recycling
activity taking place (regulation 8.6).
57. Authorized ship-recycling facilities are required to prepare a ship-recycling facility plan
(regulation 18), and adopt and implement appropriate procedures and plans for: the prevention of
hazardous conditions like explosions and fire, or accidents, spills, and emissions which may
cause harm to human health and/or the environment (regulation 19). The regulations also cover
the safe and environmentally sound management of hazardous materials (regulation 20);
emergency preparedness and response (regulation 21); worker safety and training
(regulation 22); and reporting on incidents, accidents, occupational diseases and chronic
effects resulting from ship-recycling activities (regulation 23).
58. Prior to any recycling, ship-recycling facilities have to develop a ship-specific
ship-recycling plan (regulation 9.1), which should include information on, inter alia, the
establishment of safe-for-entry and safe-for-hot-work conditions, the type and amount of
materials indentified in the inventory of hazardous materials that the facility can handle in an
environmentally sound manner, and how the recycling will be undertaken.
59. IMO is currently developing a set of voluntary guidelines in order to ensure the effective
implementation of the Convention. These guidelines will cover aspects such as the development
of the inventory of hazardous materials, authorization of ship-recycling facilities, development of
the ship-recycling plan, and safe and environmentally sound ship recycling.
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