A/HRC/40/48
was a national or domiciliary of the forum State. An NGO suggested referring to universal
jurisdiction.
80.
Some delegations voiced concern about article 5 (2) (subparagraphs (c) and (d) in
particular), as they considered it too broad. There were several calls to refine the language,
with one delegation suggesting looking to private international law for clarity regarding the
concept of “domicile”. While there were no concerns expressed about subparagraphs (a) and
(b), several delegations and some organizations found subparagraph (c) problematic, as there
was no accepted definition of “substantial business interest”. There was similar unease with
subparagraph (d). In particular, clarity was sought with respect to the meaning of
“instrumentality” and “or the like”. It was suggested that those provisions be deleted or
revised. Some delegations and NGOs nonetheless requested that article 5 (2) (d) be
strengthened to more clearly address issues relating to corporate structures and separate legal
personality. They insisted that the article permit jurisdiction over parent companies and other
entities with established commercial relationships with the entity causing harm.
81.
Although one delegation suggested deleting article 5 (3) (in its view, the provision
covered a procedural issue governed by national law), other delegations welcomed it. Several
delegations took issue with the clause permitting actions to be taken on behalf of victims
without their consent, if justified. In their view, such a provision could be subject to abuse,
and it would be inappropriate to bring claims without people’s consent. The ChairRapporteur said that their consent would be unnecessary only in exceptional circumstances,
such as where serious violations made the presence of a victim impossible. One panellist
insisted that the clause be retained, as it was necessary for effectuating class action suits (for
which there could be elaborate procedural systems ensuring that people could opt out if they
did not want to be part of an action). The delegation of one State suggested removing
references to actions brought by groups of individuals, since its legal system did not permit
class actions.
82.
There were calls to address additional issues in article 5. Some delegations and many
NGOs insisted that forum non conveniens be prohibited. Several NGOs also suggested
including a provision on forum necessitatis. One delegation requested that special attention
be paid to situations of conflict. Several delegations said that the article or the draft should
address the issue of conflict of jurisdictions. They expressed concern about the consequences
of the broad approach to jurisdiction taken in article 5, in particular relating to forum
shopping and parallel proceedings. Neither article 5 nor article 7 provided rules for the
resolution of disputes between competing jurisdictions. One delegation proposed that the
court first seized of a matter should have priority over it. A panellist agreed that the issue
should be addressed but warned that the proposed solution could be subject to abuse.
G.
Articles 1, 14 and 15
83.
The Chair-Rapporteur noted that article 1, the preamble, was based on the major
instruments and principles of international human rights law. He emphasized some of its
paragraphs. Article 14 was derived from provisions of the major human rights treaties. Article
15 contained certain final provisions, particularly those of a procedural nature.
84.
Much of the discussion centred on the preamble. Several delegations and some
observer organizations suggested taking the preamble out of the operative part of the text.
There were also several calls to make the text more precise. One delegation suggested
revising the wording of the second preambular clause to read “in case of harm decisive for
the enjoyment of their human rights”. Several delegations suggested adding a reference to
international humanitarian law in the third and eighth preambular clauses, whereas another
proposed deleting the reference to “international human rights law”, since it was subsumed
under “international law”. One delegation argued that the third preambular clause added little
to the text and should be deleted. Another delegation welcomed the formulation in the fourth
preambular clause that stated “or otherwise under their jurisdiction or control”. A delegation
and a business organization suggested changing the word “shall” in the sixth preambular
clause to “should” to bring it more closely into line with the Guiding Principles. However,
another delegation and several NGOs preferred the text as it was and insisted that there be
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