A/HRC/41/35/Add.4
of the technology is not the only concern; governments that purchase such tools also pose a
threat to freedom of expression and should hold responsibility as well.
27.
The effect of legislation was questioned by multiple participants. Two distinct
concerns were raised: (i) States have difficult implementing laws and (ii) companies can
bypass State laws. One participant provided Hacking Team as an example where after they
were exposed and regulated in Italy, they moved operations and continued operating in the
same manner.
28.
Participants generally noted that technology has played a role in developing
surveillance tools, particularly over the last ten years. However, one participant observed that
the sophistication of the targeted surveillance tools is usually low.
29.
Participants focused discussion on what a legal framework should look like. A lot of
problems were highlighted with the Wassenaar Arrangement including the fact it is nonbinding, lacks transparency, and vaguely formulated. One participant noted that even
members of the Wassenaar Arrangement fail to internalize the terms. Suggestions on
improving the Wassenaar Arrangement included export controls criteria based on human
rights concerns. One participant suggested that there is a lack of standards because there is
no information sharing among States. Switzerland was used an example to demonstrate how
a state can increase transparency by listing the licenses they approve and deny. However, this
begged the question of whether more transparency is always better. It also raises concerns
regarding capacity because the more items that the State controls, the more people will be
needed to process. One participant expressed concerns regulating software or services like
hacking under an export controls regime, since hacking software is already widely available
and the service provided is intangible. A participant also stated that before regulating dualuse technology, we need to clearly define it.
30.
The European Union has created ambitious goals to create firmer rules on surveillance
technologies. However, one participant noted that there are internal clashes between different
branches of government within the European Union and internally the EU has outdated
frameworks. Participants agreed that the frameworks that exist are lacking an enforcement
mechanism and do not cover all relevant technologies. However, there is a lot of information
hidden in private-government relationships that hinder civil society’s ability to close the gap.
Some participants raised concerns that export-control debate is very westernized and fails to
account for the acquisition and use of the technology by importing States.
31.
Most participants agreed on the lack of enforcement of human rights standards when
it comes to surveillance. Pressures coming from the private industry and IT sector, the lack
of common standards for technologies and countries, broad and non-binding international
soft law standards were all been mentioned as important issues.
32.
The discussion raised important questions, including: (i) who are the targets of
espionage, (ii) what are the ideal requirements for law enforcement, (iii) to what extent can
the private surveillance industry be analyzed from a consumer rights perspective, and (iv)
what is the ideal level of transparency in this industry.
D.
Session 4: company responsibility: norms and enforcement
33.
Almost all participants recognized the importance of the UN Guiding Principles on
Business and Human Rights in establishing minimum baseline standards for corporates to
respect human rights. Yet, most participants acknowledged that the industry is resistant to
change and considered the legal framework for holding private surveillance industry
accountable insufficient and unsatisfactory.
34.
As possible further normative development, it was suggested that we look to other
industries where there is an inherent state function or “service” of the state. One participant
suggested analyzing private military contractors. One question here is whether surveillance
would be categorized as a service of the state.
35.
Additionally, a participant suggested we focus on technical standards and we view
security and privacy as consumer needs. A participant raised the possibility of an ethics-based
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