A/HRC/20/19
or external scrutiny or supervision, for example, through inspectorates, lay panels or
prosecutors’ associations or unions. In order to maintain their autonomy in hierarchically
structured prosecution services, prosecutors should not be required to obtain approval for
their actions in the exercise of their functions. As stated by the previous Special
Rapporteur, when discussing the election of court chairpersons by fellow judges, the
possibility for the chief of the public prosecutor service to be chosen by the prosecutors
themselves should be considered so as to avoid internal hierarchy running counter to the
independence of prosecutors (A/HRC/11/41, para. 49).
34.
In some countries and legal systems, prosecution is mandatory where prosecutors
apply the notitia criminis (principle of legality). To some extent, the principle of legality
could be considered as a safeguard, especially in high-profile cases, as there is less room to
justify non-prosecution. On the other hand, prosecutors can apply some discretion
(principle of opportunity) as to whether to initiate a prosecution or not, which allows for
alternative non-conviction-based remedies and also avoids huge backlogs of cases. At the
same time, while plea negotiation is a growing trend as a measure of expediency, excessive
use of plea bargaining to address backlogs should be avoided. In this regard, the United
Nations Guidelines state that “in countries where prosecutors are vested with discretionary
functions, the law or published rules or regulations shall provide guidelines to enhance
fairness and consistency of approach in taking decisions in the prosecution process,
including institution or waiver of prosecution” (para. 17).
B.
Functions and role of prosecutors in relation to judicial and other
actors
35.
Prosecutors play a key role in protecting society from a culture of impunity, and
function as gatekeepers to the judiciary. Pursuant to the United Nations Guidelines,
prosecutors shall respect and protect human dignity and human rights, thereby contributing
to ensuring due process and the smooth functioning of the criminal justice system (para.
12). The core tasks of prosecutors consist of performing an active role in criminal
proceedings, instituting and conducting prosecution (para. 11); they may also “appeal or
conduct appeals concerning all or some court decisions.” 10 Further tasks depend on each
legal system. The United Nations Guidelines mention the investigation of crime,
supervision over the legality of investigations, the supervision of the execution of court
decisions and the exercise of other functions as representatives of public interest (para. 11).
36.
The structure of prosecution services influences the relationship between prosecutors
and other actors of the justice system, namely, judges, the police and individuals, including
victims, witnesses and litigants. Regardless of how these relationships are construed, to
promote the efficiency of prosecutors, the United Nations Guidelines recommend that
prosecutors should strive to cooperate with the police, the courts, the legal profession and
other government institutions (para. 20), in accordance with law and in a spirit of mutual
cooperation.11
The role of prosecutors in relation to judges
37.
The United Nations Guidelines recommends that the office of the prosecutor be
strictly separated from the judicial function (para. 10). The roles of judges and prosecutors
10
11
8
Council of Europe, Committee of Ministers, Recommendation on the role of public prosecution in the
criminal justice system, 6 October 2000, Rec (2000) 19, para. 2.
IAP, Standards of professional responsibility (see footnote 4 above), art. 5, 2nd para.
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