A/HRC/41/35
on how to optimize their malware to compromise the digital communications, computer
devices and Wi-Fi networks of surveillance targets. 22
19.
Just as the companies and the purchasers are tightly connected, so too are the
companies and Governments in the countries in which they are based. Some of the
companies have powerful voices in their countries’ export control regimes and have
undermined efforts to strengthen them. For instance, in 2016, credible allegations suggested
that, as a result of pressure from industry lobbyists, certain forms of surveillance
technology had been removed from a proposed list of additions to the European Union list
of dual-use goods and technologies subject to export controls.23 During recent negotiations
on the European Union export control regime, business interests were alleged to have
influenced the decision to significantly curtail the inclusion of human rights safeguards in
proposed regulatory changes, despite broad agreement on their adoption in the European
Parliament.24
20.
It has also been indicated in recent reports that many individuals with intelligence
and law enforcement expertise and experience move between government and private
sector positions. This revolving door may enable former government experts to support
private actors whose tools may be used to violate human rights. 25 In a 2019 report, Reuters
revealed that several former United States National Security Agency employees moved to a
private company to support United Arab Emirates signals intelligence programmes under
the code-name “Project Raven”.26 The employees in question allegedly deployed their
expertise to surveil political opponents of the authorities of the United Arab Emirates and
target citizens of the United States. Government regulation of the “revolving door” with
respect to the private surveillance industry appears at best weak and likely does not exist in
many, if not most, legal systems.
III. Legal framework
A.
State obligations
21.
Targets of surveillance suffer interference with their rights to privacy and freedom
of opinion and expression whether the effort to monitor is successful or not. 27 The target
need have no knowledge of the attempted or successful intrusion for the interference with
their right to privacy to be complete. Indeed, Governments generally seek tools that intrude
without the knowledge of the target. However, it is critical to see such interference as part
of an overall effort to impose consequences on the target. If conducted for unlawful
purposes, the attempt at surveillance – and the successful operation – may be used in an
effort to silence dissent, sanction criticism or punish independent reporting (and sources for
that reporting).28 The sanctions may not be applied to the targets but to their networks of
contacts. In environments subject to rampant illicit surveillance, the targeted communities
know of or suspect such attempts at surveillance, which in turn shapes and restricts their
capacity to exercise the rights to freedom of expression, association, religious belief, culture
22
23
24
25
26
27
28
Ibid.
See Reporters Without Borders, “International regulations: broken or blocked by lobbies”, 14 March
2017.
See Daniel Moßbrucker, “Surveillance exports: how EU Member States are compromising new
human rights standards”, netzpolitik.org, 29 October 2018.
See Privacy International, “Switching hats: why South Africa’s surveillance industry needs scrutiny”,
14 December 2016; and Alex Kane, “How Israel became a hub for surveillance technology”, The
Intercept, 17 October 2016.
See Christopher Bing and Joel Schectman, “Inside the UAE’s secret hacking team of American
mercenaries”, Reuters, 30 January 2019; Robert Chesney, “Project Raven: what happens when U.S.
personnel serve a foreign intelligence agency”, Lawfare, 11 February 2019; and Sarah McKune
submission, pp. 7–8.
Global Justice Clinic, New York University School of Law, submission, p. 6.
See Human Rights Foundation submission.
7
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