A/HRC/41/35
2.
Establish public mechanisms for approval and oversight of surveillance technologies
52.
Judicial authorization of government use of surveillance technologies is necessary
but insufficient. The purchase of these technologies should also be subject to meaningful
public oversight, consultation and control. In recent years, as the use of surveillance
technologies has proliferated among law enforcement bodies in the United States, several
communities have instituted civilian control boards to regulate their use and purchase. The
city of Oakland in California, for instance, adopted an ordinance with several features
regarding the purchase of surveillance technology that could be replicated by States. 66
These include:
(a)
An approval process, carried out by the relevant departments, that takes into
account the State’s human rights obligations;
(b)
Public notice of such purchases through regular processes, and public
consultations on issues such as the human rights implications of such purchases and
whether the technologies at issue will be effective at achieving their intended purposes;
(c)
Regular public reporting on such approvals, purchases and uses.
53.
Particularly in States that allow subnational organs a certain autonomy in the
purchase of law enforcement tools, community control of such purchases should be
encouraged and enforced. Given the clear public interest in maintaining the privacy and
security of widely available commercial software, public oversight mechanisms should also
be empowered to set policies on the stockpiling of vulnerabilities and the development of
relevant exploits.
3.
Provide victims with domestic legal tools of redress
54.
For the reasons described above, it is difficult for the targets of unlawful or arbitrary
surveillance to bring claims against Governments. Some of the barriers are structural, such
as the unavailability in many legal systems for claims against government actors. Both
legislatures and the courts may also bar these claims when they grant excessive deference
to perceived national security and law enforcement interests. Some claims may be difficult
to pursue because of the difficulty and expense of proving the existence of surveillance or
attributing the surveillance to State actors – or even to specific State agencies that would be
the targets of a lawsuit. Individual targets of surveillance often do not know of the
surveillance being carried out against them – or, if they do, it may be beyond the tolling of
a statute of limitations.67 It is, in other words, extremely rare for a claimant to succeed in
domestic legal claims arising from allegedly unlawful surveillance.
55.
States that are serious about the abuse of surveillance technologies should take steps
to enable individual claims against both State and non-State actors. This will, for many
States, necessarily involve ensuring that the rules concerning jurisdiction, evidence,
timeliness and other basic threshold conditions are fit for purpose in the digital age. They
should, for instance, ensure that courts can accept and evaluate as evidence the forensic
analysis of technical experts. National legislation should also establish causes of action
against private entities that take into account changes in corporate ownership (known as
“disposals” or “makeovers”), which often complicate the efforts of victims to seek
accountability and redress.68 Alternative forms of redress, such as truth commissions that
enable victims of gross human rights abuses facilitated by digital surveillance to give
testimony and that examine corporate complicity in these abuses, should also be considered.
56.
At the same time, targeted surveillance is not always territorially contained. When
States reach beyond their borders to conduct targeted surveillance, it may be difficult for
the individuals targeted by such surveillance to bring claims against the offending State.
Some of the same evidentiary and other burdens as in domestic claims may be present in
66
67
68
16
See American Civil Liberties Union of Northern California, “Oakland becomes latest municipality to
reclaim local control over surveillance technologies used by local law enforcement”, 2 May 2018.
See Roman Zakharov v. Russia.
Access Now submission, p. 8.
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