A/HRC/8/5
page 7
18. Take first the State duty to protect. It has both legal and policy dimensions. As documented
in the Special Representative’s 2007 report, international law provides that States have a duty to
protect against human rights abuses by non-State actors, including by business, affecting persons
within their territory or jurisdiction.10 To help States interpret how this duty applies under the
core United Nations human rights conventions, the treaty monitoring bodies generally
recommend that States take all necessary steps to protect against such abuse, including to
prevent, investigate, and punish the abuse, and to provide access to redress.11 States have
discretion to decide what measures to take, but the treaty bodies indicate that both regulation and
adjudication of corporate activities vis-à-vis human rights are appropriate. They also suggest that
the duty applies to the activities of all types of businesses - national and transnational, large and
small - and that it applies to all rights private parties are capable of impairing. Regional human
rights systems have reached similar conclusions.
19. Experts disagree on whether international law requires home States to help prevent
human rights abuses abroad by corporations based within their territory. There is greater
consensus that those States are not prohibited from doing so where a recognized basis of
jurisdiction exists,12 and the actions of the home State meet an overall reasonableness test, which
includes non-intervention in the internal affairs of other States.13 Indeed, there is increasing
encouragement at the international level, including from the treaty bodies, for home States to
take regulatory action to prevent abuse by their companies overseas.14
20. The 2007 report also described the expanding web of potential corporate liability for
international crimes, reflecting international standards but imposed through national courts.15 As
discussed in the next section, in some jurisdictions innovations in regulation and adjudication are
moving toward greater recognition of the complex organizational forms characteristic of modern
business enterprises.
10
A/HRC/4/35 and A/HRC/4/35/Add.1. Some States hold that this duty is limited to protecting
persons who are both within their territory and jurisdiction.
11
A/HRC/4/35/Add.1.
12
Recognized bases include where the actor or victim is a national, where the acts have
substantial adverse effects on the State, or where specific international crimes are involved.
See A/HRC/4/35/Add.2.
13
The entire human rights regime may be seen to challenge the classical view of
non-intervention, but the debate here hinges on what is considered coercive.
14
For instance, the Committee on the Elimination of Racial Discrimination recently encouraged
a State party to “take appropriate legislative or administrative measures” to prevent adverse
impacts on the rights of indigenous peoples in other countries from the activities of corporations
registered in the State party (CERD/C/CAN/CO/18, para. 17).
15
A/HRC/4/35, paras. 19-32.
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