A/HRC/42/42
directly employed by the company. Another international extractive company, however,
informed the Working Group that it prefers to employ in-house security directly, both as a
means to strengthen its relations with local communities living near its extractive projects
and to have direct control over its private security personnel.
30.
This also points to the awareness of some extractive companies of the reputational
risks associated with allegations of misconduct and abuses by security providers operating in
and around their sites. In some instances, extractive companies are more inclined to rely on
their own employees or contractors than on State security forces in order to maintain direct
influence and control over conduct by means of company policies and regulations, contracts,
training and direct reporting lines. Moreover, extractive companies are likely to carefully
weigh how to engage with State security forces in contexts where these forces have been
accused of committing human rights violations. The reality of managing security in complex
situations therefore presents sensitive challenges to extractive companies.
31.
The Working Group received information suggesting that, in the context of mixed
security arrangements at extractive sites, State security forces would normally be tasked with
discharging major security operations, such as managing security during large-scale protests
and demonstrations. In some countries, such as Ghana, where private security personnel are
prohibited from carrying firearms (see A/HRC/39/49/Add.1), extractive companies rely on
public forces in the event of serious security incidents. Some States have also established
specialized units within the national police that are dedicated to protecting extractive and
other large-scale projects.23 While States have a duty to maintain public peace and order
throughout their territory, including in locations near extractive operations, in some
instances, the close association between State security forces and extractive companies raises
questions about whose interest the public forces are defending. For example, the Working
Group was informed that police personnel may be stationed within facilities belonging to an
extractive company or that a police station was opened in a community as a result of the start
of extractive operations in the area.
32.
The line between public and private interests in the provision of security services to
the extractive industry may be further blurred when State security agents perform public
duties at one time and are permitted to work as private security personnel at another, in some
cases reportedly keeping their uniforms and firearms (see A/HRC/7/7/Add.2). The
contracting of police personnel to perform private security tasks is legal in some States, for
example in Peru, where a large number of contracts between the national police and
extractive companies has been documented. 24 Agreements of this type find their legal basis
in the “extraordinary police services” that can be rendered by off-duty police personnel,
pursuant to law No. 1267 on the National Police of Peru and related Decree 003-2017-IN.25
At other times, State security agents are said to receive payments in-kind from an extractive
company.26 In one instance, a memorandum of understanding obtained by a nongovernmental organization included provisions for a mining company to provide police with
fuel, vehicles, maintenance, a per diem and other types of monetary support, accommodation
and meals, and administrative support.27
33.
State security personnel “moonlighting” by working as private security guards in
parallel to their public functions can lead to confusion over their respective roles and
responsibilities, in particular with regard to the appropriate use of force.28 This also inevitably
complicates attempts to clearly categorize security providers in the extractive industry,
especially given that the nature and content of agreements between State security forces and
23
24
25
26
27
28
Nigel D. White and others, “Blurring Public and Private Security in Indonesia: Corporate Interests and
Human Rights in a Fragile Environment”, Netherlands International Law Review, vol. 65, No. 2, 2018.
EarthRights International, Informe: Convenios entre la Policía Nacional y las empresas extractivas en
el Perú. Análisis de las relaciones que permiten la violación de los derechos humanos y quiebran los
principios del Estado democrático de Derecho, 2019.
See Jose Saldana Cuba and Jorge Portorcarrero Salcedo, “The Violence in Laws: The Use of Force
and the Criminalization of Socio-Environmental protests in Peru”, Derecho PUCP, 2017, No.79.
Submission by MiningWatch Canada.
Ibid.
Alan Bryden and Lucia Hernandez, “Addressing Security and Human Rights Challenges in Complex
Environments”, Business and Human Rights Journal, vol. 1, p. 153.
9
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