A/HRC/21/48
I. Introduction
1.
The present report, submitted in accordance with Human Rights Council resolution
18/11, focuses on the adverse effects on the enjoyment of human rights of the unsound
management and disposal of hazardous substances and waste used in and generated by
extractive industries.1
II. Management and disposal of waste from extractive industries
A.
Scope and definitions
2.
The present report focuses on the management and disposal of substances and
wastes in the extraction of energy sources such as coal, uranium, oil shale and tar sands;
precious metals such as gold and silver; industrial metals such as iron, mercury and bauxite
for aluminium production; rare-earth metals; and asbestos.2 Furthermore, the report
highlights the human rights implications associated with the extraction of these resources,
but does not address the additional and equally substantial implications arising from the
industrial conversion or downstream use of extracted resources.
3.
For the purposes of this report, extractive industries are defined as those which
remove a natural resource from its natural surroundings for industrial purposes without
provision for their renewal in a socially, economically or environmentally viable timeframe.
This definition can embrace both traditional extractive industries, such as the extraction of
minerals, oil and natural gas, and biological resources and water.3 Other definitions
recognize that extractive industries may include a range of resources, living and non-living,
renewable and non-renewable, with their categorization as extractive depending on whether
they exhibit economically significant rates of regeneration.4
4.
The Basel Convention on the Control of Transboundary Movements of Hazardous
Wastes and their Disposal defines hazardous substances and wastes to include those that are
toxic, ecotoxic, poisonous, explosive, corrosive, flammable and infectious. We can also add
those with radioactive qualities to the list. The present report applies these properties to
both substances and wastes used in and produced by extractive industries. For the purpose
of this report, hazardous wastes are hazardous substances that are disposed of or created by
abandonment on land or in water, emission into the atmosphere or underground storage.
Additionally, hazardous substances that comprise oil and gas reserves or the vapours of
elemental mercury from cinnabar extraction, as well as dust of extracted resources, such as
coal and asbestos, are considered here as hazardous substances and not hazardous wastes.
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2
3
4
The Special Rapporteur wishes to thank the Chemicals Branch of the United Nations Environment
Programme (UNEP) for the information provided during the preparation of the present report.
The extraction of all metals and minerals is not considered in this report; it was felt that those cited
are broadly representative of hazardous substances and wastes associated with the mining industry
that have general human rights implications.
See United Nations Interagency Framework Team for Preventive Action, “Extractive Industries and
Conflict: Guidance Note for Practitioners,” (2010), p. 4; Economic and Social Council, “Study on
indigenous peoples and corporations,” Note by the Secretariat (E/C.19/2010/1), para. 1; and Andres
Liebenthal, Roland Michelitsch and Ethel Tarazona, Extractive Industries and Sustainable
Development: An Evaluation of the World Bank Experience (Washington, D.C., World Bank, 2005).
See F.M. Peterson and A.C. Fisher, “The Exploitation of extractive resources: A survey,” The
Economic Journal, vol. 87, No. 348 (December 1977), p. 681.
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