A/HRC/30/39
60.
While being easier and cheaper to administer, they have the drawback of not always
being able to differentiate between people living in poverty, who may be able to pay a small
amount, and people living in extreme poverty, who cannot afford to pay more than a
nominal sum or anything at all. In many instances, it may be useful to utilize a mixture of
mechanisms. For example, a comparison of schemes of subsidies in Chile (based on
household means) and in Colombia (based on categories of socio-economic status and
socio-geographic context) suggests that means-tested subsidies are more effective at
identifying poor households than geographically targeted schemes. 36 For example, it may
be beneficial to provide subsidies automatically in low-income areas, but to permit people
outside such areas to apply for subsidies on the basis of their low income. Moreover, where
an income supplement is provided, households that are not connected to a network,
including those living in rural areas, could also be eligible.
E.
Social protection floors
61.
A broader mechanism for achieving access to water and sanitation services for
people living in poverty is to put in place “social protection floors”. These are nationally
defined basic social security guarantees that ensure access to essential services, including
water and sanitation, as well as providing basic income security to those in need. 37 Human
Rights Council resolution 28/12 of 9 April 2015 acknowledged “that social protection
floors may facilitate the enjoyment of human rights… safe drinking water and sanitation, in
accordance with the human rights obligations of States” and encouraged “States to put in
place social protection floors as part of comprehensive social protection systems”
(A/HRC/RES/28/12, paras. 6 and 8). Social protection floors can be particularly relevant
for achieving gender equality and protecting marginalized or disadvantaged individuals and
groups. At the national level, for instance, Cambodia has made support for sanitation and
water in times of emergency and crisis a key intervention under the National Social
Protection Strategy for the Poor and Vulnerable. 38 In Mexico, the federal budget for social
spending, which contributes to building a social protection floor, includes water supply and
sewerage.39
F.
Ensuring affordability through tariff schemes
62.
Other types of mechanisms to ensure the affordability of services can be built into
tariff schemes. Different tariff systems have different potentials but also limitations to
ensure the affordability of services. These are generally only relevant to those connected to
piped water and sewerage systems.
1.
Flat rate
63.
Flat rates are commonly used where meters are not installed, where a charge based
on a certain volume of water used or sewage discharged would be impossible to implement.
Some countries use property taxes as the basis for charging unrelated to consumption.
Differentiated flat rates could be used that rise or fall depending on such criteria as
36
37
38
39
16
Andrés Gómez-Lobo and Dante Contreras, “Water subsidy policies: a comparison of the Chilean and
Colombian schemes”, The World Bank Economic Review, vol. 17, No. 3 (2003), pp. 391-407.
International Labour Organization (ILO), “Social Protection Floors Recommendation”
recommendation No. 202, 2012.
UNDP and ILO, Sharing Innovative Experiences, Successful Social Protection Floor Experiences
(2011), p. 125.
Ibid., p. 299.
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