A/HRC/30/39
hinder such access. Formalization and regulation of informal service provision must pay
due attention to the impact of this process on levels of access, affordability and quality of
service provision. Where States seek to replace informal service provision with formal
providers, they must ensure that people can actually afford these alternatives and do not
experience retrogression in the realization of their human rights.
B.
Monitoring affordability
80.
Monitoring affordability is essential for assessing whether standards are being met,
and whether people in fact have access to affordable services. Unless efforts are made to
monitor whether services are affordable for all, States and service providers alike will
struggle to provide appropriate support to individuals and households that may have
difficulties in paying for services.
81.
However, monitoring affordability is not a straightforward process. Accurate and
meaningful monitoring of affordability is extremely complex. If carried out on the basis of
an affordability standard, the necessary parameters for calculating affordability – the
expenses for accessing water and sanitation in comparison to overall household
expenditure, and the real income of a household – are difficult to measure. Monitoring
whether a household’s expenditure on water and sanitation exceeds a specific proportion of
its income in a specific context is not easily done, given the precarious incomes of many
low-income households, and the many different types of expenses for water and sanitation
services in informal settlements, where affordability concerns are most acute. Given these
difficulties, States often use an “average” or a “lowest” income level, and an assumed
acceptable volume of water to set appropriate service charges. However, such
generalizations hide whether individuals can actually afford services in their particular
context, which may involve a large household, or individuals with specific health problems.
82.
Other approaches to monitoring affordability take a different starting point. Rather
than relying on an absolute affordability threshold, they look at the impact that the cost of
water and sanitation services has on the enjoyment of other human rights. Human rights
monitoring can greatly contribute to qualitative, more contextualized monitoring. For
instance, treaty bodies can provide details on the impact of the lack of affordability on
people’s lives, including through disconnections, the challenges people face, and the interlinkages with the realization of other human rights.
83.
The ECE Protocol on Water and Health has developed an Equitable Access
Scorecard, which assists States to monitor whether services are affordable. This scorecard
looks beyond the affordability of tariffs to other measures that Member States may employ
to ensure affordability. This includes monitoring the inclusion of affordability concerns in
water and sanitation policy, the affordability of self-provision, whether public funding is
made available to address affordability concerns, how much public funding has actually
been spent on affordability concerns, and whether social protection measures are effective
in ensuring affordability. 47
84.
In terms of global monitoring, there are heightened challenges due to data gathering
and comparability. The proposed goal 6.1 of the Sustainable Development Goals explicitly
refers to achieving affordable drinking water for all, hence calling for including the
criterion of affordability in global monitoring.
47
20
ECE/WHO Protocol on Water and Health, Equitable Access Scorecard 2014, chapter 4, available
from http://www.unece.org/?id=34032.
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