A/HRC/19/69
A.
State authorities
1.
State policies and directives
89.
The evidence collected since its first report affirms the commission‟s conviction that
gross human rights violations were conducted pursuant to a policy of the State, and that
orders to commit such violations originated from policies and directives issued at the
highest levels of the armed forces and the Government. 17 This follows from the nature of
the operations involving gross violations and information the commission obtained
regarding the planning and implementation process.
90.
The commission interviewed individuals with inside knowledge of the planning
process. It received reliable accounts that the National Security Bureau18 of the Baath Party
National Command was used to translate policy directives from a higher level into joint
strategic plans underlying operations. These plans directed State forces and agencies with
regard to their expected contributions to operations. On the basis of the Bureau‟s plans and
directives, security agency directors passed orders on to their branch offices in the
governorates. Orders to the army passed through the military chain of command.
91.
At the local level, military and security forces, civilian authorities and Baath Party
officials coordinated operations through local security committees, which were usually
dominated by the local representatives of security agencies and commanders of army units
deployed in the area. On several occasions, senior security officials were deployed from the
capital to coordinate operations involving crimes against humanity and other gross
violations.
92.
Most crimes against humanity and gross human rights violations were carried out in
complex operations that involved the entire security apparatus, and therefore would have
required superior directives. The four major intelligence and security agencies with direct
reporting lines to the Presidency – Military Intelligence, Air Force Intelligence, the General
Intelligence Directorate and the Political Security Directorate – were at the heart of almost
all operations. Most divisions of the Syrian Arab Army, and on some occasions also Syrian
Arab Navy units and Air Force defence troops, participated in operations that were
conducted in their areas of deployment. However, as the crisis has evolved, the elite army
units closest to the leadership – the Special Forces, the Republican Guard and the Fourth
Division – have played an increasingly prominent role, the latter two especially in
Damascus and its suburbs.
93.
State officials, aided by certain businessmen with links to the security apparatus,
also paid, armed and informally organized the groups of de facto agents known as
Shabbiha. In a number of operations, the commission documented how Shabbiha members
were strategically employed to commit crimes against humanity and other gross violations.
In other cases, their participation was difficult to verify, as many operations also involved
plain-clothed security agents.
94.
For many operations, reinforcements were sent from the capital, including on some
occasions Special Forces transported by Air Force helicopters. In many cases, State
officials carefully organized operations so that units were disassembled into their sub-units,
which were then deployed to different places, where they would be regrouped with
members of other units and members of the security forces prior to the start of operations.
Testimony from defectors indicates that this strategy was employed to break bonds of trust
17
18
See A/HRC/S-17/2/Add.1, paras. 102 and 103.
Membership of the Bureau includes, but is not limited to, the heads of the four main intelligence and
security agencies, the Deputy National Secretary of the Baath Party and the Minister for the Interior.
17
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