A/HRC/17/31
the duty to protect against human rights abuse by third parties, including business
enterprises.
The State duty to protect is a standard of conduct. Therefore, States are not per se
responsible for human rights abuse by private actors. However, States may breach their
international human rights law obligations where such abuse can be attributed to them, or
where they fail to take appropriate steps to prevent, investigate, punish and redress private
actors’ abuse. While States generally have discretion in deciding upon these steps, they
should consider the full range of permissible preventative and remedial measures, including
policies, legislation, regulations and adjudication. States also have the duty to protect and
promote the rule of law, including by taking measures to ensure equality before the law,
fairness in its application, and by providing for adequate accountability, legal certainty, and
procedural and legal transparency.
This chapter focuses on preventative measures while Chapter III outlines remedial
measures.
2.
States should set out clearly the expectation that all business enterprises domiciled in
their territory and/or jurisdiction respect human rights throughout their operations.
Commentary
At present States are not generally required under international human rights law to regulate
the extraterritorial activities of businesses domiciled in their territory and/or jurisdiction.
Nor are they generally prohibited from doing so, provided there is a recognized
jurisdictional basis. Within these parameters some human rights treaty bodies recommend
that home States take steps to prevent abuse abroad by business enterprises within their
jurisdiction.
There are strong policy reasons for home States to set out clearly the expectation that
businesses respect human rights abroad, especially where the State itself is involved in or
supports those businesses. The reasons include ensuring predictability for business
enterprises by providing coherent and consistent messages, and preserving the State’s own
reputation.
States have adopted a range of approaches in this regard. Some are domestic measures with
extraterritorial implications. Examples include requirements on “parent” companies to
report on the global operations of the entire enterprise; multilateral soft-law instruments
such as the Guidelines for Multinational Enterprises of the Organization for Economic
Cooperation and Development; and performance standards required by institutions that
support overseas investments. Other approaches amount to direct extraterritorial legislation
and enforcement. This includes criminal regimes that allow for prosecutions based on the
nationality of the perpetrator no matter where the offence occurs. Various factors may
contribute to the perceived and actual reasonableness of States’ actions, for example
whether they are grounded in multilateral agreement.
7
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