A/HRC/38/20
A.
Policy coherence and systemic effectiveness
21.
In many (if not all) jurisdictions, the goals of improved accountability and access to
remedy for business-related human rights abuses are often best served by providing
affected individuals and communities with a range of options for seeking redress, which
could involve judicial mechanisms, non-judicial mechanisms or, in some cases, a
combination of them.
22.
Part I of the recommended action addresses the challenges faced in achieving policy
coherence between these diverse mechanisms, and the various ways in which States can
work towards developing a legal and regulatory environment that enables these various
mechanisms to make a positive collective contribution to accountability and remedy in
business and human rights cases. It has been designed to help States (a) to identify the
important interlinkages between the different bodies that make up a comprehensive Statebased system to remedy business-related human rights abuse; and (b) to improve them
where possible so that domestic laws and policies, taken as a whole, are able to provide
affected individuals and communities with realistic and readily identifiable pathways to
remedial outcomes that meet international standards with respect to the components of
effective remedy, and make a positive contribution to future prevention.
B.
Effectiveness of individual State-based non-judicial mechanisms
23.
Part II of the recommended action concerns the effectiveness of individual Statebased non-judicial mechanisms relevant to business respect for human rights. While
different human rights-related risks and operating contexts will often require different
regulatory and law enforcement responses, the elements of effectiveness of non-judicial
mechanisms, and the steps needed to implement them effectively, are common to many
different types of mechanisms. The recommended action in part II draws from the various
information-gathering activities undertaken by OHCHR as part of the project, and
highlights the different ways in which the various effectiveness criteria set out in Guiding
Principle 31 can be implemented in practice.
C.
State-based non-judicial mechanisms and cross-border cases
24.
At present, relatively few State-based non-judicial mechanisms have the legal
authority and capacity to respond to cross-border cases (see para. 15 above). In some
jurisdictions, such mechanisms have been established to provide a means by which
concerns about business-related human rights abuses in other jurisdictions can be raised and
mediated, the national contact point system under the OECD Guidelines being a notable
example. These mechanisms are, for the most part, mediation-type mechanisms with
limited formal investigative powers of their own, and rely for their effectiveness on the
cooperation of the business enterprises concerned. State-based non-judicial mechanisms
that have strong enforcement powers and the ability to investigate allegations on their own
initiative (namely, those mechanisms with specific regulatory mandates) tend to be limited
to addressing within-territory harm.
25.
Recent State practice, however, suggests a growing willingness by some State-based
non-judicial mechanisms, and national human rights institutions in particular, to enter into
ad hoc cooperative arrangements with counterparts in other States to investigate and
identify ways of addressing the adverse effects of business-related activities on human
rights that cross national boundaries.
26.
Part III of the recommended action highlights the various ways in which the capacity
of State-based non-judicial mechanisms respond to cross-border cases could be enhanced in
practice.
7
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