A/HRC/41/35/Add.3
States to strengthen their existing frameworks. For example, while the United States has not
fully incorporated the 2013 amendment to the Wassenaar Arrangement, the U.S. Commerce
Department may “propose new export controls designed to protect human rights.”
Furthermore, the “Commerce Department is simultaneously undertaking a broad review of
export controls for new technologies” in light of “emerging technologies.” (Electronic
Privacy Information Center, 2) In addition to implementing its obligations under the EU
export control regime, the government of Germany states that it has also established
“national legislation in order to control certain cyber-surveillance items,” including
mandatory export license requirements for “companies which export certain products that
are used for cyber-surveillance purposes in mobile radio and terrestrial networks.”
(Germany, 1). It has also restricted the “supply of certain technical assistance by a German
citizen in third countries,” which now requires an authorization. (Id.) The government of
the United Kingdom has expressed its commitment to a strong export control regime,
stating that it takes into consideration “[c]oncerns about internal repression, regional
instability or other human rights violations, “concerns about the development of weapons of
mass destruction,” “foreign policy and international treaty commitments including those
resulting from the imposition of EU or United Nations trade sanctions or arms embargoes,”
and the need to ensure the national and collective security of the UK and its allies.” (United
Kingdom, 1)
28.
Despite these examples, many submissions indicate that efforts to strengthen export
controls are the exception rather than the rule and, in any case, have done little to alter the
weak and fragmented state of export controls. In Latin America, for example, there is still
an “overall lack of clear, precise, unambiguous and detailed laws, administrative
regulations, judicial decisions and/or other policies to regulate the export, import and use of
surveillance technology.” (AI Sur, 2) Membership in the Wassenaar Arrangement has had
“little meaningful effect” on the surveillance practices of Argentina and Mexico. (Id.)
Sanctions
29.
In addition to the legal frameworks discussed above, sanctions have been used to
control transfer of some surveillance technologies. For example, Council Regulation (EU)
36/2012 imposed a ban on the sale, supply, transfer or export of “surveillance equipment,
technology or software whether or not originating in the Union, to any person, entity or
body in Syria or for use in Syria.” (Privacy International, 3) Similar sanctions have been
imposed on the sale of surveillance technologies to Iran. (Id.)
V. Criticisms of existing frameworks
Vague International Standards
30.
Several submissions indicate that existing frameworks contain overbroad language
that precludes effective regulation of the transfer of surveillance tools and creates potential
loopholes for surveillance companies to exploit and circumvent licensing requirements.
(RSF, 4; Amnesty International, 5) The issue may be that Wassenaar and the EU
Framework were historically created for completely different items such as nuclear goods
or components of weapons of mass destruction, and therefore it is difficult to come up with
a balanced legal language that “fits for both surveillance technology and “traditional dual
use items” (RSF, 4)
31.
The lack of clear international standards leads States to adopt contradictory licensing
decisions. Even within the EU, States may reach different decisions about certain
technologies and which countries they may be exported to. (RSF, 5) The problem of
inconsistent standards is further aggravated by the fact that the authorities often depend on
non-public information gathered by the national intelligence agencies and for this reason,
refuse to participate in intergovernmental intelligence sharing. (Id.)
Inadequate Consideration of Human Rights
32.
This lack of clarity also guides States away from human rights considerations, and
towards highly subjective “geopolitical and strategic deliberations.” (RSF, 5) The close
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