A/HRC/27/56
61.
The main virtue of this criterion is that it sends the crucial message of equality
before the law. Particularly in cases in which parts of the State apparatus were abused for
the promotion of particular interests and in which some individuals clearly stood beyond
the reach of the law, the idea that in the end no one is above the law is a crucial one.33
Indeed, the very image of former leaders having to submit themselves to the discipline of
the courtroom is pedagogically important; it is a concrete instantiation of the rule of law in
action.
62.
Prioritizing the most responsible also sends the key message that the greatest
responsibility does not necessarily require direct involvement in a criminal act.
63.
However, a strategy that concentrates on the senior leadership will always face the
risk of being seen as excessively narrow or mistargeted, since “most responsible”, if
understood primarily in terms of seniority or rank, need not focus on the worst violations or
the most notorious criminals.
64.
Furthermore, this strategy is a demanding one, particularly in places where the
former regime and allied elites retain significant power. In this connection, the Special
Rapporteur stresses that providing prosecutors with the appropriate framework and
enabling conditions, including through the protection of their physical safety, and also
guarantees of independence and impartiality, is a State’s duty under international law.34
65.
If this prioritizing criterion puts a premium on the State’s willingness to fulfil its
duties towards independent and impartial prosecutors, by the same token it puts a premium
on prosecutors’ willingness to proceed only on the basis of meticulously careful and
objective evaluation of the evidence, respecting due process guarantees, so as to avoid the
strategy’s inherent risk, namely, creating the perception that it constitutes a form of
“victor’s justice”.
66.
The Guidelines on the Role of Prosecutors emphasize the duty of prosecutors to
protect the public interest, which is not to be confused with the protection of the interest of
the sitting government, a political party or any other State institution.35 Hence, their duty
vis-à-vis the public is to give due attention to the prosecution of crimes committed by
public officials,36 former and/or incumbent.
67.
The prosecution of those formerly or currently in senior leadership posts with
influence to plan, order or incite serious crimes is a complex undertaking, in particular if
domestic criminal law lacks provisions regarding command responsibility. International
tribunals and a few domestic jurisdictions have attempted to use constructions such as
“joint criminal enterprises”37 or Organisationsherrschaft,38 which relate to “functional
perpetration”. In this connection, the Special Rapporteur would like to highlight the crucial
33
34
35
36
37
38
A/67/368, paras. 5–13 and 46–57; see also Ellen L. Lutz and Caitlin Reiger, eds., Prosecuting Heads
of State (Cambridge University Press, 2009).
The same court that overturned Ríos Montt’s conviction cut short the term of the Attorney General,
Claudia Paz y Paz, in a decision that was widely seen as retribution for her efforts in that case.
Adopted by the Eighth United Nations Congress on the Prevention of Crime and the Treatment of
Offenders, Havana, Cuba, 1990; see Venice Commission, Report on European Standards as regards
the Independence of the Judicial System (CDL-AD(2010)040), para. 71.
Guidelines on the Role of Prosecutors, para. 15.
Tadić, case No. IT-94-1-A, paras. 196-201, confirmed, inter alia, by Krajišnik, case No. IT-00-39-T,
para. 655, and Popović et al., case No. IT-05-88-T, para. 1021.
Kai Ambos, “Command responsibility and organisationsherrschaft: ways of attributing international
crimes to those ‘most responsible’”, in A. Nollkaemper and H. van der Wilt, eds., System Criminality
in International Law (2009).
13
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