A/HRC/21/55
implementing the Guiding Principles; however, guidance on and assessment of the
implementation of the Guiding Principles in specific contexts is at a preliminary stage.12
24.
It is important for all States and all business enterprises to apply all of the Guiding
Principles specifically to indigenous peoples “in a non-discriminatory manner”
(A/HRC/17/31, annex, p. 6).
25.
The following provides some initial reflections on how aspects of the Guiding
Principles may relate to the exercise of the right of indigenous peoples to participate in
decision-making with respect to extractive industries.13 The list of elements is not
exhaustive, and the further elaboration of these and related issues is a longer-term project
that should be undertaken in collaboration with others.
26.
As regards the first pillar of the Guiding Principles, the State duty to protect against
human rights abuse by third parties, the following key points may be especially relevant to
business activities that affect indigenous peoples:
(a)
States may be in breach of their international human rights obligations where
human rights abuse by private actors can be attributed to them, or where they fail to take
appropriate steps to prevent, investigate, punish and redress private actors‟ abuse. In
fulfilling the duty to protect with regard to business activity having potential or actual
impacts on the situation of indigenous peoples, measures taken by States should conform to
relevant international laws, norms and standards relating to indigenous peoples, such as the
United Nations Declaration on the Rights of Indigenous Peoples and International Labour
Organization (ILO) Convention No. 169 (1989) concerning Indigenous and Tribal Peoples
in Independent Countries;
(b)
The State duty to protect the human rights of indigenous peoples in the
context of business activities also applies when granting development licences and permits
relating to indigenous peoples‟ lands, territories and resources. As provided by relevant
standards on the specific rights of indigenous peoples, the State should take into account the
full participation of indigenous peoples at all stages of decision-making in such processes;
(c)
Meeting the State duty to protect implies that the State should enforce laws
that are aimed at requiring business to respect human rights and ensure that other businessfocused laws and policies do not constrain but enable business respect for human rights,
including in the context of indigenous peoples. It also requires that the State provide
effective guidance for business enterprises, including State-owned enterprises, on how to
respect human rights throughout their operations, particularly in conflict-affected areas;
(d)
Under their international human rights obligations, States have a duty to
establish legal and policy frameworks that effectively monitor and enforce relevant
international laws, norms and standards, including the right to free, prior and informed
consent. Departments specifically mandated to address indigenous affairs should provide
mandatory information, training and support.
27.
In relation to the second pillar of the Guiding Principles, the corporate responsibility
to respect human rights, the following key points may be relevant in the context of business
operations that affect indigenous peoples:
12
13
8
In resolution 17/4, the Human Rights Council also decided to establish the Working Group on
business and human rights with the mandate to, inter alia, promote the effective and comprehensive
dissemination and implementation of the Guiding Principles.
For a full analysis, please see the Expert Mechanism‟s conference room paper on the topic, to be
distributed at the fifth session.
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